Human Rights – © by Encyclopedia Britannica
Rights that belong
to an individual as a consequence of being human. They refer to a wide continuum
of values that are universal in character and in some sense equally claimed for
all human beings.
It is a common
observation that human beings everywhere demand the realization of diverse
values to ensure their individual and collective well-being. It also is a
common observation that these demands are often painfully frustrated by social
as well as natural forces, resulting in exploitation, oppression, persecution,
and other forms of deprivation. Deeply rooted in these twin observations are the
beginnings of what today are called "human rights" and the legal
processes, national and international, associated with them.
Historical
development
The expression
"human rights" is relatively new, having come into everyday parlance
only since World War II and the founding of the United Nations in 1945. It
replaces the phrase "natural rights," which fell into disfavour in
part because the concept of natural law (to which it was intimately linked) had
become a matter of great controversy, and the later phrase "the rights of
Man," which was not universally understood to include the rights of women.
Origins
Most students of
human rights trace the historical origins of the concept back to ancient Greece
and Rome, where it was closely tied to the premodern natural law doctrines of
Greek Stoicism (the school of philosophy founded by Zeno of Citium, which held
that a universal working force pervades all creation and that human conduct
therefore should be judged according to, and brought into harmony with, the law
of nature). The classic example, drawn from the Greek literature, is that of
Antigone, who, upon being reproached by Creon for defying his command not to
bury her slain brother, asserted that she acted in accordance with the
immutable laws of the gods.
In part because
Hellenistic Stoicism played a key role in its formation and spread, Roman law
may similarly be seen to have allowed for the existence of a natural law and,
with it, pursuant to the jus gentium ("law of nations"), certain universal
rights that extended beyond the rights of citizenship. According to the Roman
jurist Ulpian, for example, natural law was that which nature--not the
state--assures to all human beings, Roman citizen or not.
It was not until
after the Middle Ages, however, that natural law doctrines became closely
associated with liberal political theories about natural rights. In Greco-Roman
and medieval times, natural law doctrines taught mainly the duties, as
distinguished from the rights, of "Man." Moreover, as evident in the
writings of Aristotle and St. Thomas Aquinas, these doctrines recognized the
legitimacy of slavery and serfdom and, in so doing, excluded perhaps the
centralmost ideas of human rights as they are understood today--the ideas of
freedom (or liberty) and equality. (See liberalism.)
For the idea of
human (i.e., natural) rights to take hold as a general social need and reality,
it was necessary that basic changes in the beliefs and practices of society
take place, changes of the sort that evolved from about the 13th century to the
Peace of Westphalia (1648), during the Renaissance and the decline of
feudalism. When resistance to religious intolerance and political-economic
bondage began the long transition to liberal notions of freedom and equality,
particularly in relation to the use and ownership of property, then were the
foundations of what today are called human rights truly laid. During this
period, reflecting the failure of rulers to meet their natural law obligations
as well as the unprecedented commitment to individual expression and worldly
experience that was characteristic of the Renaissance, the shift from natural
law as duties to natural law as rights was made. The teachings of Aquinas
(1224/25-1274) and Hugo Grotius (1583-1645) on the European continent, and the
Magna Carta (1215), the Petition of Right of 1628, and the English Bill of
Rights (1689) in England, were proof of this change. All testified to the
increasingly popular view that human beings are endowed with eternal and inalienable
rights, never renounced when humankind "contracted" to enter the
social from the primitive state and never diminished by the claim of "the
divine right of kings."
It was primarily
for the 17th and 18th centuries, however, to elaborate upon this modernist
conception of natural law as meaning or implying natural rights. The scientific
and intellectual achievements of the 17th century--the discoveries of Galileo
and Sir Isaac Newton, the materialism of Thomas Hobbes, the rationalism of René
Descartes and Gottfried Wilhelm Leibniz, the pantheism of Benedict de Spinoza,
the empiricism of Francis Bacon and John Locke--encouraged a belief in natural
law and universal order; and during the 18th century, the so-called Age of
Enlightenment, a growing confidence in human reason and in the perfectability
of human affairs led to its more comprehensive expression. Particularly to be
noted are the writings of the 17th-century English philosopher John
Locke--arguably the most important natural law theorist of modern times--and
the works of the 18th-century Philosophes centred mainly in Paris, including
Montesquieu, Voltaire, and Jean-Jacques Rousseau. Locke argued in detail,
mainly in writings associated with the Revolution of 1688 (the Glorious
Revolution), that certain rights self-evidently pertain to individuals as human
beings (because they existed in "the state of nature" before
humankind entered civil society); that chief among them are the rights to life,
liberty (freedom from arbitrary rule), and property; that, upon entering civil
society (pursuant to a "social contract"), humankind surrendered to
the state only the right to enforce these natural rights, not the rights
themselves; and that the state's failure to secure these reserved natural rights
(the state itself being under contract to safeguard the interests of its
members) gives rise to a right to responsible, popular revolution. The
Philosophes, building on Locke and others and embracing many and varied
currents of thought with a common supreme faith in reason, vigorously attacked
religious and scientific dogmatism, intolerance, censorship, and
social-economic restraints. They sought to discover and act upon universally
valid principles harmoniously governing nature, humanity, and society,
including the theory of the inalienable "rights of Man" that became
their fundamental ethical and social gospel.
All this liberal
intellectual ferment had, not surprisingly, great influence on the Western
world of the late 18th and early 19th centuries. Together with the practical
example of England's Revolution of 1688 and the resulting Bill of Rights, it
provided the rationale for the wave of revolutionary agitation that then swept
the West, most notably in North America and France. Thomas Jefferson, who had
studied Locke and Montesquieu and who asserted that his countrymen were a
"free people claiming their rights as derived from the laws of nature and
not as the gift of their Chief Magistrate," gave poetic eloquence to the
plain prose of the 17th century in the Declaration of Independence proclaimed
by the 13 American Colonies on July 4, 1776: "We hold these truths to be
self-evident, that all men are created equal, that they are endowed by their
Creator with certain unalienable Rights, that among these are Life, Liberty and
the Pursuit of Happiness." Similarly, the Marquis de Lafayette, who won
the close friendship of George Washington and who shared the hardships of the
American War of Independence, imitated the pronouncements of the English and
American revolutions in the Declaration of the Rights of Man and of the Citizen
of August 26, 1789. Insisting that "men are born and remain free and equal
in rights," the declaration proclaims that "the aim of every
political association is the preservation of the natural and imprescriptible
rights of man," identifies these rights as "Liberty, Property, Safety
and Resistance to Oppression," and defines "liberty" so as to
include the right to free speech, freedom of association, religious freedom, and
freedom from arbitrary arrest and confinement (as if anticipating the Bill of
Rights added in 1791 to the Constitution of the United States of 1787). (See
Lafayette, Marie-Joseph-Paul-Yves-Roch-Gilbert du Motier, marquis de.)
In sum, the idea
of human rights, called by another name, played a key role in the late 18th-
and early 19th-century struggles against political absolutism. It was, indeed,
the failure of rulers to respect the principles of freedom and equality, which
had been central to natural law philosophy almost from the beginning, that was
responsible for this development. In the words of Maurice Cranston, a leading
student of human rights, " . . . absolutism prompted man to claim [human,
or natural] rights precisely because it denied them."
Criticism and
acceptance
The idea of human
rights as natural rights was not without its detractors, however, even at this
otherwise receptive time. In the first place, being frequently associated with
religious orthodoxy, the doctrine of natural rights became less and less acceptable
to philosophical and political liberals. Additionally, because they were
conceived in essentially absolutist--"inalienable,"
"unalterable," "eternal"--terms, natural rights were found
increasingly to come into conflict with one another. Most importantly, the
doctrine of natural rights came under powerful philosophical and political
attack from both the right and the left.
In England, for
example, conservatives Edmund Burke and David Hume united with liberal Jeremy
Bentham in condemning the doctrine, the former out of fear that public
affirmation of natural rights would lead to social upheaval, the latter out of
concern lest declarations and proclamations of natural rights substitute for
effective legislation. In his Reflections on the Revolution in France (1790),
Burke, a believer in natural law who nonetheless denied that the "rights
of Man" could be derived from it, criticized the drafters of the
Declaration of the Rights of Man and of the Citizen for proclaiming the
"monstrous fiction" of human equality, which, he argued, serves but
to inspire "false ideas and vain expectations in men destined to travel in
the obscure walk of laborious life." Bentham, one of the founders of
Utilitarianism and a nonbeliever, was no less scornful. "Rights," he
wrote, "is the child of law; from real law come real rights; but from
imaginary laws, from 'law of nature,' come imaginary rights. . . . Natural
rights is simple nonsense; natural and imprescriptible rights (an American
phrase), rhetorical nonsense, nonsense upon stilts." Hume agreed with
Bentham; natural law and natural rights, he insisted, are unreal metaphysical
phenomena. (See conservatism.)
This assault upon
natural law and natural rights, thus begun during the late 18th century, both
intensified and broadened during the 19th and early 20th centuries. John Stuart
Mill, despite his vigorous defense of liberty, proclaimed that rights
ultimately are founded on utility. The German jurist Friedrich Karl von
Savigny, England's Sir Henry Maine, and other historicalists emphasized that
rights are a function of cultural and environmental variables unique to
particular communities. And the jurist John Austin and the philosopher Ludwig
Wittgenstein insisted, respectively, that the only law is "the command of
the sovereign" (a phrase of Thomas Hobbes) and that the only truth is that
which can be established by verifiable experience. By World War I, there were
scarcely any theorists who would or could defend the "rights of Man"
along the lines of natural law. Indeed, under the influence of 19th-century
German Idealism and parallel expressions of rising European nationalism, there
were some--the Marxists, for example--who, although not rejecting individual
rights altogether, maintained that rights, from whatever source derived, belong
to communities or whole societies and nations preeminently. Thus did F.H.
Bradley, the British Idealist, write in 1894: "The rights of the
individual are today not worth serious consideration. . . . The welfare of the
community is the end and is the ultimate standard."
Yet, though the
heyday of natural rights proved short, the idea of human rights nonetheless
endured in one form or another. The abolition of slavery, factory legislation,
popular education, trade unionism, the universal suffrage movement--these and
other examples of 19th-century reformist impulse afford ample evidence that the
idea was not to be extinguished even if its transempirical derivation had
become a matter of general skepticism. But it was not until the rise and fall
of Nazi Germany that the idea of rights--human rights--came truly into its own.
The laws authorizing the dispossession and extermination of Jews and other
minorities, the laws permitting arbitrary police search and seizure, the laws
condoning imprisonment, torture, and execution without public trial--these and
similar obscenities brought home the realization that law and morality, if they
are to be deserving of the name, cannot be grounded in any purely Utilitarian,
Idealist, or other consequentialist doctrine. Certain actions are wrong, no
matter what; human beings are entitled to simple respect at least.
Today, the vast
majority of legal scholars, philosophers, and moralists agree, irrespective of
culture or civilization, that every human being is entitled, at least in
theory, to some basic rights. Heir to the Protestant Reformation and to the
English, American, French, Mexican, Russian, and Chinese revolutions, the last
half of the 20th century has seen, in the words of human rights scholar Louis
Henkin, "essentially universal acceptance of human rights in
principle" such that "no government dares to dissent from the
ideology of human rights today." Indeed, except for some essentially
isolated 19th-century demonstrations of international humanitarian concern to
be noted below, the last half of the 20th century may fairly be said to mark
the birth of the international as well as the universal recognition of human
rights. In the treaty establishing the United Nations (UN), all members pledged
themselves to take joint and separate action for the achievement of
"universal respect for, and observance of, human rights and fundamental
freedoms for all without distinction as to race, sex, language, or
religion." In the Universal Declaration of Human Rights (1948), representatives
from many diverse cultures endorsed the rights therein set forth "as a
common standard of achievement for all peoples and all nations." And in
1976, the International Covenant on Economic, Social and Cultural Rights and
the International Covenant on Civil and Political Rights, each approved by the
UN General Assembly in 1966, entered into force and effect.
Definition of
human rights
To say that there
is widespread acceptance of the principle of human rights on the domestic and
international planes is not to say that there is complete agreement about the
nature of such rights or their substantive scope--which is to say, their
definition. Some of the most basic questions have yet to receive conclusive
answers. Whether human rights are to be viewed as divine, moral, or legal
entitlements; whether they are to be validated by intuition, custom, social
contract theory, principles of distributive justice, or as prerequisites for
happiness; whether they are to be understood as irrevocable or partially revocable;
whether they are to be broad or limited in number and content--these and
kindred issues are matters of ongoing debate and likely will remain so as long
as there exist contending approaches to public order and scarcities among
resources
Nature
Despite this lack
of consensus, however, a number of widely accepted--and
interrelated--postulates may be seen to assist, if not to complete, the task of
defining human rights. Five in particular stand out, although it is to be noted
that not even these are without controversy.
First, regardless
of their ultimate origin or justification, human rights are understood to
represent individual and group demands for the shaping and sharing of power,
wealth, enlightenment, and other cherished values in community process, most
fundamentally the value of respect and its constituent elements of reciprocal
tolerance and mutual forebearance in the pursuit of all other values.
Consequently, they imply claims against persons and institutions who impede
realization and standards for judging the legitimacy of laws and traditions. At
bottom, human rights limit state power.
Second, reflecting
varying environmental circumstances, differing worldviews, and inescapable
interdependencies within and between value processes, human rights refer to a
wide continuum of value claims ranging from the most justiciable to the most
aspirational. Human rights partake of both the legal and the moral orders,
sometimes indistinguishably. They are expressive of both the "is" and
the "ought" in human affairs.
Third, if a right
is determined to be a human right it is quintessentially general or universal
in character, in some sense equally possessed by all human beings everywhere,
including in certain instances even the unborn. In stark contrast to "the
divine right of kings" and other such conceptions of privilege, human
rights extend, in theory, to every person on Earth without discriminations
irrelevant to merit.
Fourth, most
assertions of human rights--arguably not all--are qualified by the limitation
that the rights of any particular individual or group in any particular
instance are restricted as much as is necessary to secure the comparable rights
of others and the aggregate common interest. Given this interdependency, human
rights are sometimes designated prima facie rights, and it makes little or no
sense to think or talk of them in absolutist terms.
Fifth and finally,
human rights are commonly assumed to refer, in some vague sense, to
"fundamental" as distinct from "nonessential" claims or
"goods." In fact, some theorists go so far as to limit human rights
to a single core right or two--for example, the right to life or the right to
equal freedom of opportunity. The tendency, in short, is to de-emphasize or
rule out "mere wants."
In several
critical respects, however, this last postulate raises more questions than it
answers. What does it mean to say that a right is fundamental? Does it entail
some bare minimum only, or, more plausibly, does it admit to something greater?
If the latter, how much greater and subject to what conditions, if any? In
other words, however accurate, this last postulate is fraught with ambiguity
about the content and legitimate scope of human rights and about the
priorities, if any, that obtain among them. Except for the issue of the origin
and justification of human rights, no cluster of preliminary human rights
considerations is more controversial.
Content
It cannot be
disputed that, like all normative traditions, the human rights tradition is a
product of its time. It necessarily reflects the processes of historical
continuity and change that, at once and as a matter of cumulative experience,
help to give it substance and form. Therefore, to understand better the debate
over the content and legitimate scope of human rights and the priorities
claimed among them, it is useful to note the dominant schools of thought and
action that have informed the human rights tradition since the beginning of
modern times.
Particularly
helpful in this regard is the notion of "three generations of human
rights" advanced by the French jurist Karel Vasak. Inspired by the three
normative themes of the French Revolution, they are: the first generation of
civil and political rights (liberté ); the second generation of economic,
social, and cultural rights (égalité ); and the third generation of newly
called solidarity rights (fraternité ). Vasak's model is of course a simplified
expression of an extremely complex historical record; it is not intended as a
literal representation of life in which one generation gives birth to the next
and then dies away.
The first
generation
The first
generation of civil and political rights derives primarily from the 17th- and
18th-century reformist theories noted above, which are associated with the
English, American, and French revolutions. Infused with the political
philosophy of liberal individualism and the economic and social doctrine of
laissez-faire, it conceives of human rights more in negative ("freedoms
from") than positive ("rights to") terms; it favours the
abstention rather than the intervention of government in the quest for human
dignity, as epitomized by the statement attributed to H.L. Mencken that "
. . . all government is, of course, against liberty." Belonging to this
first generation, thus, are such claimed rights as are set forth in Articles
2-21 of the Universal Declaration of Human Rights, including freedom from
racial and equivalent forms of discrimination; the right to life, liberty, and
the security of the person; freedom from slavery or involuntary servitude;
freedom from torture and from cruel, inhuman, or degrading treatment or
punishment; freedom from arbitrary arrest, detention, or exile; the right to a
fair and public trial; freedom from interference in privacy and correspondence;
freedom of movement and residence; the right to asylum from persecution;
freedom of thought, conscience, and religion; freedom of opinion and
expression; freedom of peaceful assembly and association; and the right to
participate in government, directly or through free elections. Also included is
the right to own property and the right not to be deprived of one's property
arbitrarily, each fundamental to the interests fought for in the American and
French revolutions and to the rise of capitalism.
Of course, it
would be error to assert that these and other first-generation rights
correspond completely to the idea of "negative" as opposed to
"positive" rights. The right to security of the person, to a fair and
public trial, to asylum from persecution, and to free elections, for example,
manifestly cannot be assured without some affirmative government action. What
is constant in this first-generation conception, however, is the notion of
liberty, a shield that safeguards the individual, alone and in association with
others, against the abuse and misuse of political authority. This is the core
value. Featured in almost every constitution of today's approximately 160
states, and dominating the majority of the international declarations and covenants
adopted since World War II, this essentially Western liberal conception of
human rights is sometimes romanticized as a triumph of Hobbesian-Lockean
individualism over Hegelian statism.
The second
generation
The second generation
of economic, social, and cultural rights finds its origins primarily in the
socialist tradition that was foreshadowed among the Saint-Simonians of early
19th-century France and variously promoted by revolutionary struggles and
welfare movements ever since. In large part, it is a response to the abuses and
misuses of capitalist development and its underlying, essentially uncritical,
conception of individual liberty that tolerated, even legitimated, the
exploitation of working classes and colonial peoples. Historically, it is
counterpoint to the first generation of civil and political rights, with human
rights conceived more in positive ("rights to") than negative
("freedoms from") terms, requiring the intervention, not the abstention,
of the state for the purpose of assuring equitable participation in the
production and distribution of the values involved. Illustrative are the
claimed rights set forth in Articles 22-27 of the Universal Declaration of
Human Rights, such as the right to social security; the right to work and to
protection against unemployment; the right to rest and leisure, including
periodic holidays with pay; the right to a standard of living adequate for the
health and well-being of self and family; the right to education; and the right
to the protection of one's scientific, literary, and artistic production.
Yet, in the same
way that all the rights embraced by the first generation of civil and political
rights cannot properly be designated "negative rights," so all the
rights embraced by the second generation of economic, social, and cultural
rights cannot properly be labeled "positive rights." The right to
free choice of employment, the right to form and to join trade unions, and the
right freely to participate in the cultural life of the community, for example,
do not inherently require affirmative state action to ensure their enjoyment.
Nevertheless, most of the second-generation rights do necessitate state
intervention in the allocation of resources because they subsume demands more
for material than for intangible values according to some criterion of
distributive justice. Second-generation rights are, fundamentally, claims to
social equality. Partly because of the comparatively late arrival of
socialist-communist influence in the normative domain of international affairs,
however, the internationalization of these rights has been somewhat slow in
coming; but with the ascendancy of the Third World on the global stage, intent
upon a "revolution of rising expectations," the second-generation
rights have begun to come of age.
The third
generation
Finally, the third
generation of solidarity rights, while drawing upon, interlinking, and
reconceptualizing value demands associated with the two earlier generations of
rights, are best understood as a product, albeit one still in formation, of
both the rise and the decline of the nation-state in the last half of the 20th
century. Foreshadowed in Article 28 of the Universal Declaration of Human
Rights, which proclaims that "everyone is entitled to a social and
international order in which the rights set forth in this Declaration can be
fully realized," it appears so far to embrace six claimed rights. Three of
these reflect the emergence of Third World nationalism and its demand for a global
redistribution of power, wealth, and other important values: the right to
political, economic, social, and cultural self-determination; the right to
economic and social development; and the right to participate in and benefit
from "the common heritage of mankind" (shared Earth-space resources;
scientific, technical, and other information and progress; and cultural
traditions, sites, and monuments). The other three third-generation rights--the
right to peace, the right to a healthy and balanced environment, and the right
to humanitarian disaster relief--suggest the impotence or inefficiency of the
nation-state in certain critical respects.
All six of these
claimed rights tend to be posed as collective rights, requiring the concerted
efforts of all social forces, to substantial degree on a planetary scale, and
implying a quest for a possible utopia that projects the notion of holistic
community interests. Each, however, manifests an individual as well as
collective dimension. For example, while it may be said to be the collective
right of all countries and peoples (especially developing countries and
non-self-governing peoples) to secure a new international economic order that
would eliminate obstacles to their economic and social development, so also may
it be said to be the individual right of all persons to benefit from a
developmental policy that is based on the satisfaction of material and
nonmaterial human needs. Also, while the right to self-determination and the
right to humanitarian assistance, for example, find expression on the legal as
well as the moral plane, the majority of these solidarity rights tend to be
more aspirational than justiciable in character, enjoying as yet an ambiguous
jural status as international human rights norms.
Thus, at various
stages of modern history--following the "bourgeois" revolutions of
the 17th and 18th centuries, the socialist and Marxist revolutions of the early
20th century, and the anticolonialist revolutions that began immediately
following World War II--the content of human rights has been broadly defined,
not with any expectation that the rights associated with one generation would
or should become outdated upon the ascendancy of another, but expansively or
supplementally. Reflecting evolving perceptions of which values, at different
times, stand most in need of encouragement and protection, the history of the
content of human rights also reflects humankind's recurring demands for
continuity and stability.
Legitimacy and
priority
This is not to
imply that each of these three generations of rights is equally acceptable to
all or that they or their separate elements are greeted with equal urgency.
First-generation proponents, for example, are inclined to exclude second- and
third-generation rights from their definition of human rights altogether (or,
at best, to label them as "derivative"). In part this is due to the
complexities that inform the process of putting these rights into action. The
suggestion of greater feasibility that attends first-generation rights because
they stress the absence rather than the presence of government is somehow
transformed into a prerequisite of a comprehensive definition of human rights,
such that aspirational and vaguely asserted claims to entitlement are deemed
not to be rights at all. The most forceful explanation, however, is more
ideologically or politically motivated. Persuaded that egalitarian claims
against the rich, particularly where collectively espoused, are unworkable
without a severe decline in liberty and quality (in part because they involve
state intervention for the redistribution of privately held resources),
first-generation proponents, inspired by the natural law and laissez-faire
traditions, are partial to the view that human rights are inherently
independent of civil society and are individualistic.
Conversely,
second- and third-generation defenders often look upon first-generation rights,
at least as commonly practiced, as insufficiently attentive to material human
needs and, indeed, as legitimating instruments in service to unjust domestic,
transnational, and international social orders--hence constituting a
"bourgeois illusion." Accordingly, while not placing first-generation
rights outside their definition of human rights, they tend to assign such
rights a low status and therefore to treat them as long-term goals that will
come to pass only with fundamental economic and social transformations to be
realized progressively and fully consummated only sometime in the future.
In sum, different
conceptions of rights, particularly emerging conceptions, contain the potential
for challenging the legitimacy and supremacy not only of one another but, more
importantly, of the political-social systems with which they are most
intimately associated. As a consequence there is sharp disagreement about the
legitimate scope of human rights and about the priorities that are claimed
among them.
On final analysis,
however, this liberty-equality and individualist-collectivist debate over the
legitimacy and priorities of claimed human rights can be dangerously
misleading. It is useful, certainly, insofar as it calls attention to the way
in which notions of liberty and individualism can be, and have been, used to
rationalize the abuses of capitalism; and it is useful, too, insofar as it
highlights how notions of equality and collectivism can be, and have been,
alibis for authoritarian governance. But in the end it risks obscuring at least
three essential truths that must be taken into account if the contemporary
worldwide human rights movement is to be objectively understood.
First, one-sided
characterizations of legitimacy and priority are likely, over the long term, to
undermine the political credibility of their proponents and the defensibility
of their particularistic values. In an increasingly interdependent and
interpenetrating global community, any human rights orientation that does not
genuinely support the widest possible shaping and sharing of all values among
all human beings is likely to provoke widespread skepticism. The last half of
the 20th century is replete with examples.
Second, such
characterizations do not accurately mirror behavioral reality. In the real
world, despite differences in cultural tradition and ideological style, there
exists a rising and overriding insistence upon the equitable production and
distribution of all basic values. U.S. Pres. Franklin D. Roosevelt's Four
Freedoms (freedom of speech and expression, freedom of worship, freedom from
want, and freedom from fear) is an early case in point. A more recent
demonstration was the 1977 Law Day speech by then U.S. Secretary of State Cyrus
R. Vance, in which he announced the U.S. government's resolve "to make the
advancement of human rights a central part of our foreign policy" and
defined human rights to include "the right to be free from governmental
violation of the integrity of the person, . . . the right to the fulfillment of
such vital needs as food, shelter, health care, and education, . . . [and] the
right to enjoy civil and political liberties." Essentially individualistic
societies tolerate, even promote, certain collectivist values; likewise,
essentially communal societies tolerate, even promote, certain individualistic
values. Ours is a more-or-less, not an either-or, world.
Finally, none of
the international human rights instruments currently in force or proposed say
anything whatsoever about the legitimacy or rank-ordering of the rights they
address, save possibly in the case of rights that by international covenant are
stipulated to be nonderogable and therefore, arguably, more fundamental than
others (for example, freedom from arbitrary or unlawful deprivation of life,
freedom from torture and from inhuman or degrading treatment and punishment,
freedom from slavery, freedom from imprisonment for debt). There is
disagreement, to be sure, among lawyers, moralists, and political scientists
about the legitimacy and hierarchy of claimed rights when they treat the
problem of implementation. For example, some insist on certain civil and political
guarantees, whereas others defer initially to conditions of material and
corporeal well-being. Such disagreements, however, partake of political agendas
and have little if any conceptual utility. As the UN General Assembly has
repeatedly confirmed, all human rights form an indivisible whole.
In short, the
legitimacy of different human rights and the priorities claimed among them are
a function of context. Because people in different parts of the world both assert
and honour different human rights demands according to many different
procedures and practices, these issues ultimately depend on time, place,
setting, level of crisis, and other circumstance.
International
Human Rights: Prescription and Enforcement
Before World War
II
Ever since ancient
times, but especially since the emergence of the modern state system, the Age
of Discovery, and the accompanying spread of industrialization and European
culture throughout the world, there has developed, for economic and other
reasons, a unique set of customs and conventions relative to the humane
treatment of foreigners. This evolving International Law of State
Responsibility for Injuries to Aliens, as these customs and conventions came to
be called, may be understood to represent the beginning of active concern for
human rights on the international plane. The founding fathers of international
law--particularly Francisco de Vitoria (1486?-1546), Hugo Grotius (1583-1645),
and Emmerich de Vattel (1714-67)--were quick to observe that all persons,
outlander as well as other, were entitled to certain natural rights; and they
emphasized, consequently, the importance of according aliens fair treatment.
Except, however,
for the occasional use of treaties to secure the protection of Christian
minorities, as early illustrated by the Peace of Westphalia (1648), which
concluded the Thirty Years' War and established the principle of equal rights
for the Roman Catholic and Protestant religions in Germany, it was not until
the start of the 19th century that active international concern for the rights
of nationals began to make itself felt. Then, in the century and a half before
World War II, several noteworthy, if essentially unconnected, efforts to
encourage respect for nationals by international means began to shape what
today is called the International Law of Human Rights (which for historical but
no theoretically convincing reasons has tended to be treated separately from
the International Law of State Responsibility for Injuries to Aliens).
Throughout the
19th and early 20th centuries, numerous military operations and diplomatic
representations, not all of them with the purest of motives but done
nonetheless in the name of "humanitarian intervention" (a customary
international law doctrine), undertook to protect oppressed and persecuted
minorities in the Ottoman Empire and in Syria, Crete, various Balkan countries,
Romania, and Russia. Paralleling these actions, first at the Congress of Vienna
(1814-15) and later between the two world wars, a series of treaties and
international declarations sought the protection of certain racial, religious,
and linguistic minorities in central and eastern Europe and in the Middle East.
During the same period the movement to combat and suppress slavery and the
slave trade found expression in treaties sooner or later involving the major
commercial powers, beginning with the Treaty of Paris (1814) and culminating in
the International Slavery Convention (1926).
In addition,
toward the end of the 19th century and continuing well beyond World War II, the
community of nations, inspired largely by persons associated with what is now
the International Committee of the Red Cross, concluded a series of
multilateral declarations and agreements designed to temper the conduct of
hostilities, protect the victims of war, and otherwise elaborate the
humanitarian law of war. At about the same time, first with two multilateral
labour conventions concluded in 1906 and subsequently at the initiative of the
International Labour Organisation (ilo; established in 1919), a
reformist-minded international community embarked upon a variety of
collaborative measures directed at the promotion of human rights. These
included not only fields traditionally associated with labour law and relations
(for example, industrial health, safety, and welfare; hours of work; annual
paid holidays) but also--mainly after World War II--in respect of such core
human rights concerns as forced labour, discrimination in employment and occupation,
freedom of association for collective bargaining, and equal pay for equal work.
Finally, during
the interwar period, the Covenant establishing the League of Nations (1919),
while not formally recognizing "the rights of Man" and while failing
to lay down a principle of racial nondiscrimination as requested by Japan
(owing mainly to the resistance of Great Britain and the United States),
nevertheless committed the League's members to several human rights goals: fair
and humane working conditions for men, women, and children; the execution of
agreements regarding traffic in women and children; the prevention and control
of disease in matters of international concern; and the just treatment of
native colonial peoples. Also, victorious powers who as "mandatories"
were entrusted by the League with the tutelage of colonies formerly governed by
Germany and Turkey accepted as "a sacred trust of civilization"
responsibilities for the well-being and development of the inhabitants of those
territories. (The arrangement was carried over into the UN trusteeship system
and had serious repercussions more than a half century later in relation to the
mandate entrusted to South Africa over the territory of South West Africa [now
Namibia].)
As important as
these pre-World War II human rights efforts were, however, it was not until
after the War--and the Nazi atrocities accompanying it--that active concern for
human rights on the international plane truly came of age. In the proceedings
of the International Military Tribunal at Nürnberg in 1945-46, German high
officials were tried not only for "crimes against peace" and
"war crimes" but also for "crimes against humanity"
committed against any civilian population even if in accordance with the laws
of the country where perpetrated. While the tribunal, whose establishment and
rulings subsequently were endorsed by the UN General Assembly, applied a
cautious approach to allegations of "crimes against humanity," it
nonetheless made the treatment by a state of its own citizens the subject of
international criminal process.
Human rights in
the United Nations
The Charter of the
United Nations (1945) begins by reaffirming a "faith in fundamental human
rights, in the dignity and worth of the human person, in the equal rights of
men and women and of nations large and small." It states that the purposes
of the United Nations are, among other things, "to develop friendly
relations among nations based on respect for the principle of equal rights and
selfdetermination of peoples . . . [and] to achieve international co-operation
. . . in promoting and encouraging respect for human rights and for fundamental
freedoms for all without distinction as to race, sex, language, or religion . .
. ." And, in two key articles, all members "pledge themselves to take
joint and separate action in cooperation with the Organization" for the
achievement of these and related purposes. It is to be noted, however, that a
proposal to ensure the protection as well as the promotion of human rights was
explicitly rejected at the San Francisco Conference establishing the United
Nations. Additionally, the Charter expressly provides that nothing in it
"shall authorize the United Nations to intervene in matters which are
essentially within the domestic jurisdiction of any state . . . ," except
upon a Security Council finding of a "threat to the peace, breach of the
peace, or act of aggression." Moreover, although typical of major
constitutive instruments, the Charter is conspicuously general and vague in its
human rights clauses, among others. (See United Nations, Charter of the.)
Thus, not
surprisingly, the reconciliation of the Charter's human rights provisions with
the Charter's drafting history and its "domestic jurisdiction" clause
has given rise to not a little legal and political controversy. Some
authorities have argued that, in becoming parties to the Charter, states accept
no more than a nebulous promotional obligation toward human rights and that, in
any event, the United Nations has no standing to insist on human rights
safeguards in member states. Others insist that the Charter's human rights
provisions, being part of a legally binding treaty, clearly involve some
element of legal obligation; that the "pledge" made by states upon
becoming party to the Charter consequently represents more than a moral
statement; and that the "domestic jurisdiction" clause does not apply
because human rights, whatever isolation they may have "enjoyed" in
the past, no longer can be considered matters "essentially within the
domestic jurisdiction" of states.
When all is said
and done, however, it is clear from the actual practice of the United Nations
that the problem of resolving these opposing contentions has proved somewhat
less formidable than the statements of governments and the opinions of scholars
might lead one to assume. Neither the Charter's drafting history nor its
"domestic jurisdiction" clause nor, indeed, its generality and
vagueness in respect of human rights has prevented the United Nations--on the
basis of individual petitions, statements from witnesses, state complaints, and
reports from interested nongovernmental organizations--from investigating,
discussing, and evaluating specific human rights situations. Nor have they
prevented it from recommending or prescribing concrete action in relation to
them, at least not in the case of "a consistent pattern of gross
violations" of human rights, provided there has been a majority persuasive
enough to force the action desired (as in the imposition by the Security
Council in 1977 of a mandatory arms embargo against South Africa). Of course,
governments usually are protective of their sovereignty (or domestic
jurisdiction). Also, the UN organs responsible for the promotion of human
rights suffer from most of the same disabilities that afflict the United
Nations as a whole, in particular the absence of supranational authority and
the presence of divisive power politics. Hence, it cannot be expected that UN
actions in defense of human rights will be, normally, either swift or categorically
effective. Nevertheless, assuming some political will, the legal obstacles to
UN enforcement of human rights are not insurmountable.
Primary
responsibility for the promotion of human rights under the UN Charter rests in
the General Assembly and, under its authority, in the Economic and Social
Council and its subsidiary body, the Commission on Human Rights, an
intergovernmental body that serves as the UN's central policy organ in the
human rights field. Much of the commission's activity, initiated by subsidiary
working groups, is investigatory, evaluative, and advisory in character, and
the commission annually establishes a working group to consider and make
recommendations concerning alleged "gross violations" of human rights
referred to it by its Sub-Commission on Prevention of Discrimination and
Protection of Minorities (on the basis of communications from individuals and
groups, pursuant to Resolution 1503 [1970] of the UN Economic and Social
Council, and sometimes on the basis of investigations by the subcommission or
one of its working groups). Also, the commission has appointed special
representatives and envoys to examine human rights situations on an ad hoc
basis, who, in the course of preparing their reports, examine reliable information
submitted in good faith, interview interested persons, or make on-site
inspections with the cooperation of the government concerned. (See United
Nations Commission on Human Rights.)
In addition, the commission,
together with other UN organs such as the International Labour Organisation
(ilo), the UN Educational, Scientific and Cultural Organization (unesco), and
the UN Commission on the Status of Women, drafts human rights standards and has
prepared a number of international human rights instruments. Among the most
important are the Universal Declaration of Human Rights (1948), the
International Covenant on Civil and Political Rights (together with its
Optional Protocol; 1976), and the International Covenant on Economic, Social
and Cultural Rights (1976). Collectively known as the International Bill of
Rights, these three instruments serve as touchstones for interpreting the human
rights provisions of the UN Charter.
The Universal
Declaration of Human Rights
The catalog of
rights set out in the Universal Declaration of Human Rights, which was adopted
without dissent by the General Assembly on December 10, 1948, is scarcely less
than the sum of all the important traditional political and civil rights of
national constitutions and legal systems, including equality before the law;
protection against arbitrary arrest; the right to a fair trial; freedom from ex
post facto criminal laws; the right to own property; freedom of thought,
conscience, and religion; freedom of opinion and expression; and freedom of
peaceful assembly and association. Also enumerated are such economic, social,
and cultural rights as the right to work and to choose one's work freely, the
right to equal pay for equal work, the right to form and join trade unions, the
right to rest and leisure, the right to an adequate standard of living, and the
right to education.
The Universal
Declaration, it must be noted, is not a treaty. It was meant to proclaim
"a common standard of achievement for all peoples and all nations"
rather than enforceable legal obligations. Nevertheless, partly because of an
18-year delay between its adoption and the completion for signature and
ratification of the two covenants, the Universal Declaration has acquired a
status juridically more important than originally intended. It has been widely
used, even by national courts, as a means of judging compliance with human
rights obligations under the UN Charter.
The International
Covenant on Civil and Political Rights and the Optional Protocol
The civil and
political rights guaranteed by this covenant, which was opened for signature on
December 19, 1966, and entered into force on March 23, 1976, incorporate almost
all of those proclaimed in the Universal Declaration, including the right to
nondiscrimination. Pursuant to the covenant, each state party undertakes to
respect and to ensure to all individuals within its territory and subject to
its jurisdiction the rights recognized in the covenant "without
distinction of any kind, such as race, colour, sex, language, religion,
political or other opinion, national or social origin, property, birth or other
status." Some rights listed in the Universal Declaration, however, such as
the right to own property and the right to asylum, are not included among the
rights recognized in the covenant. Similarly, the covenant designates a number
of rights that are not listed in the Universal Declaration, among them the
right of all peoples to self-determination and the right of ethnic, religious,
or linguistic minorities to enjoy their own culture, to profess and practice
their own religion, and to use their own language. To the extent that the
Universal Declaration and the covenant overlap, however, the latter is
understood to explicate and help interpret the former.
In addition, the
covenant calls for the establishment of a Human Rights Committee, an
international organ of 18 persons elected by the parties to the covenant,
serving in their individual expert capacity and charged to study reports
submitted by the state parties on the measures they have adopted that give
effect to the rights recognized in the covenant. As between the state parties
that have expressly recognized the competence of the committee in this regard,
the committee also may respond to allegations by one state party that another
state party is not fulfilling its obligations under the covenant. If the
committee is unable to resolve the problem, the matter is referred to an ad hoc
conciliation commission, which eventually reports its findings on all questions
of fact, plus its views on the possibilities of an amicable solution. State
parties that become party to the Optional Protocol further recognize the
competence of the Human Rights Committee similarly to consider and act upon
communications from individuals claiming to be victims of covenant violations.
The International
Covenant on Economic, Social and Cultural Rights
Just as the
International Covenant on Civil and Political Rights elaborates upon most of
the civil and political rights enumerated in the Universal Declaration of Human
Rights, so the International Covenant on Economic, Social and Cultural Rights
elaborates upon most of the economic, social, and cultural rights set forth in
the Universal Declaration: the right to work; the right to just and favourable
conditions of work; trade union rights; the right to social security; rights
relating to the protection of the family; the right to an adequate standard of
living; the right to health; the right to education; and rights relating to
culture and science. Unlike its companion International Covenant on Civil and
Political Rights, however, this covenant is not geared, with modest exception,
to immediate implementation, the state parties having agreed only "to take
steps" toward "achieving progressively the full realization of the
rights recognized in the . . . Covenant," and then subject to "the
maximum of [their] available resources." The covenant is essentially a
"promotional convention," stipulating objectives more than standards
and requiring implementation over time rather than all at once. One obligation
is, however, subject to immediate application: the prohibition of
discrimination in the enjoyment of the rights enumerated on grounds of race,
colour, sex, language, religion, or political or other opinion; national or
social origin; property; and birth or other status. Also, the international
supervisory measures that apply to the covenant oblige the state parties to
report to the UN Economic and Social Council on the steps they have adopted and
the progress they have made in achieving the realization of the enumerated
rights.
Other UN human
rights conventions
The two
above-mentioned covenants are by no means the only human rights treaties
drafted and adopted under the auspices of the United Nations. Indeed, because
there are far too many to detail even in abbreviated fashion, it must suffice
simply to note that they address a broad range of concerns, including the
prevention and punishment of the crime of genocide; the humane treatment of
military and civilian personnel in time of war; the status of refugees; the
protection and reduction of stateless persons; the abolition of slavery, forced
labour, and discrimination in employment and occupation; the elimination of all
forms of racial discrimination and the suppression and punishment of the crime
of apartheid; the elimination of discrimination in education; the promotion of
the political rights of women and the elimination of all forms of
discrimination against women; and the promotion of equality of opportunity and
treatment of migrant workers. (For particular agreements, see Human Rights: A
Compilation of International Instruments, 3rd ed. [1978], published by the
United Nations.) Many of these treaties are the work of the UN specialized
agencies, particularly the International Labour Organisation (ilo), and many
also provide for supervisory and enforcement mechanisms--for example, the
Committee on the Elimination of Racial Discrimination established under the
International Convention on the Elimination of All Forms of Racial
Discrimination of December 21, 1965.
UN human rights
declarations
In addition to
developing human rights standards and procedures through treaties, the UN
General Assembly, impressed by the impact of the Universal Declaration of Human
Rights, also has resorted to the proclamation of declarations as a means of
promoting human rights. Adopted in the form of a resolution of the General
Assembly, which technically is not binding on the member states in the sense of
a treaty, a declaration, particularly when it enunciates principles of great
and solemn importance, may nevertheless create within the international
community strong expectations about authority and control. Perhaps the best
known examples subsequent to the Universal Declaration, while not devoted
exclusively to human rights considerations, are the Declaration on the Granting
of Independence to Colonial Countries and Peoples (1960) and the Declaration on
Principles of International Law Concerning Friendly Relations and Co-Operation
Among States in Accordance with the Charter of the United Nations (1970).
Human rights and
the Helsinki process
Post-World War II concern
for human rights also has been evident at the global level outside the United
Nations, most notably in the proceedings and aftermath of the Conference on
Security and Cooperation in Europe, convened in Helsinki on July 3, 1973, and
concluded there (after continuing deliberations in Geneva) on August 1, 1975.
Attended by representatives of 35 governments that included the natocountries,
the Warsaw Pact nations, and 13 neutral and nonaligned European states, the
conference had as its principal purpose a mutually satisfactory definition of
peace and stability between East and West, previously made impossible by the
period of the Cold War. In particular, the Soviet Union was concerned with
achieving recognition of its western frontiers as established at the end of
World War II.
There was little
tangible, however, that the Western powers, with no realistic territorial
claims of their own, could demand in return, and accordingly they pressed for
certain concessions in respect of human rights and freedom of movement and
information between East and West. Thus, at the outset of the Final Act adopted
by the conference, in a Declaration of Principles Guiding Relations Between
States, the participating governments solemnly declared "their
determination to respect and put into practice," alongside other
"guiding" principles, "respect [for] human rights and
fundamental freedoms, including the freedom of thought, conscience, religion or
belief" and "respect [for] the equal rights of peoples and their
right to self-determination." It was hoped that this would mark the
beginning of a liberalization of authoritarian regimes.
From the earliest
discussions, however, it was clear that the Helsinki Final Act was not intended
as a legally binding instrument. "Determination to respect" and
"put into practice" were deemed to express moral commitments only,
the Declaration of Principles was said not to prescribe international law, and
nowhere did the participants provide for enforcement machinery. On the other
hand, the Declaration of Principles, including its human rights principles,
always has been viewed as at least consistent with international law.
Additionally, the fourth of four sections (commonly known as
"baskets") of the Final Act provides for the holding of periodic
review conferences in which the participating states are called upon "to
continue the multilateral process initiated by the Conference." But most
importantly, ever since their adoption, the Final Act's human rights provisions
have served as important and widely accepted yardsticks for external scrutiny
and appropriate recourse to perceived violations.
In sum, like the
Universal Declaration of Human Rights and other such declarations of the UN
General Assembly, the Helsinki Final Act, though not a treaty, has created
widespread expectations about proper human rights behaviour, and consequently
it has inspired and facilitated the monitoring of human rights policy. Assuming
some cordiality between East and West, the Helsinki Process may be said at
least to hold out the potential for modestly beneficial results in the human
rights arena.
Regional
developments
Action for the
international promotion and protection of human rights has proceeded at the
regional level in Europe, the Americas, Africa, and the Middle East. Only the
first three of these regions, however, have gone so far as to create
enforcement mechanisms within the framework of a human rights charter. The
Permanent Arab Commission on Human Rights, founded by the Council of the League
of Arab States in September 1968 but since then preoccupied by the rights of
Arabs living in Israeli-occupied territories, has not brought a proposed Arab
Convention on Human Rights to a successful conclusion and so far has tended to
function more in terms of the promotion than the protection of human rights.
European human
rights system
On November 4,
1950, the Council of Europe agreed to the European Convention for the
Protection of Human Rights and Fundamental Freedoms, the substantive provisions
of which are based on a draft of what is now the International Covenant on
Civil and Political Rights. Together with its five additional protocols, this
convention, which entered into force on September 3, 1953, represents the most
advanced and successful international experiment in the field. A companion
instrument, similar to the later International Covenant on Economic, Social and
Cultural Rights, is the European Social Charter (1961). The charter's
provisions are implemented through an elaborate system of control based on the
sending of progress reports to, and the appraisal of these reports by, the
various committees and organs of the Council of Europe. The instrumentalities
created under the European convention are the European Commission of Human
Rights and the European Court of Human Rights. The convention also makes use of
the governmental organ of the Council of Europe, the Committee of Ministers.
The commission may
receive from any state party to the convention any allegation of a breach of
the convention by another state party. Also, provided its legal competence to
do so has been formally recognized, the commission may receive petitions from
any person, group of individuals, or nongovernmental organization claiming to
be the victim of a violation of the convention. In such cases, the commission
is charged to ascertain the facts and to place itself at the disposal of the
parties to secure "a friendly settlement . . . on the basis of respect for
Human Rights." If no such solution is reached, the commission is called
upon to draw up a report, stating its opinion as to whether the facts disclose
a breach, and to recommend action to the Committee of Ministers, including
referral of the case to the European Court of Human Rights.
The jurisdiction
of the court extends to cases referred to it by a state party whose national is
alleged to be a victim of a violation, by a state party against whom a
complaint has been lodged, and by any state party that may have referred the
case to the commission. The court may not, however, receive a complaint by an
individual applicant. Moreover, it may receive state complaints only if the
defendant state has accepted its jurisdiction. This may be done ad hoc for a
particular case or by a general declaration accepting the compulsory jurisdiction
of the court. In either event, and in cases referred by the European commission
as well, the judgment of the court is final. If a question is not or cannot be
referred to the court, then the Committee of Ministers of the Council of Europe
makes a final decision on human rights complaints.
The
instrumentalities of the European convention have, over the years, developed a
considerable body of case law on questions regulated by the convention; and the
provisions of the convention are deemed, in some European states, part of
domestic constitutional or statutory law. In countries where this is not the
case, the state parties to the convention have taken other measures to make
their domestic laws conform with their obligations under the convention.
Inter-American
human rights system
In 1948,
concurrent with its establishment of the Organization of American States (oas),
the Ninth Pan-American Conference adopted the American Declaration on the
Rights and Duties of Man, an instrument similar to, but coming a full seven
months before, the Universal Declaration of the United Nations and setting out
the duties as well as the rights of the individual citizen (a throwback,
perhaps, to Greco-Roman and medieval natural law theories). Subsequently, in
1959, a meeting of consultation of the American Ministers for Foreign Affairs
created, within the framework of the Oas, the Inter-American Commission on
Human Rights, which has since undertaken important investigative activities
concerning human rights in the Americas. Finally, in 1969, the Inter-American
Specialized Conference on Human Rights, meeting in San José, Costa Rica,
adopted the American Convention on Human Rights, which made the existing
Inter-American Commission on Human Rights an organ for the convention's implementation
and established the Inter-American Court of Human Rights, which sits in San
José.
Both the
substantive law and the procedural arrangements of the American convention, which
entered into force in 1978, are strongly influenced by the UN covenants and the
European convention, and they were drafted also with the European Social
Charter in mind. Under the American convention, however, unlike its UN and
European predecessors, the right of petition by individuals, groups of
individuals, and nongovernmental organizations operates automatically. Under
the UN system, the right of petition applies only when the state concerned has
become a party to the Optional Protocol to the International Covenant on Civil
and Political Rights, and under the European system a special declaration by
the states concerned is required. On the other hand, again in contrast to the
European system (but not the UN system), interstate complaints under the American
convention operate only among states that have expressly agreed to such
procedure.
African human
rights system
In 1981, following
numerous pleas by the UN Commission on Human Rights, interested states,
nongovernmental organizations, and others dating as far back as 1961, the
Eighteenth Assembly of Heads of State and Government of the Organization of
African Unity (oau), convening in Nairobi, Kenya, adopted the African Charter
on Human and Peoples' Rights. The charter became effective on October 21, 1986,
after it was ratified by a majority of the 50 member states of the oau.
Like its European
and American counterparts, the African charter provides for the establishment
of an African Commission on Human and Peoples' Rights, with both promotional and
protective functions and with no restriction on who may file a complaint with
the commission (thus signatory states, individuals, groups of individuals, and
nongovernmental organizations, whether or not they are victims of the alleged
violation, may all file). In contrast to the European and American procedures,
however, concerned states are encouraged to reach a friendly settlement without
formally involving the investigative or conciliatory mechanisms of the
commission. Also, the African charter does not call for a human rights court.
African customs and traditions, it is said, emphasize mediation, conciliation,
and consensus rather than the adversarial and adjudicative procedures that are
common to Western legal systems.
Four other
distinctive features of the African charter are especially noteworthy. First,
it provides for economic, social, and cultural rights as well as civil and
political rights. In this respect it bears resemblance to the American
convention, but it is distinctive from the European convention. Next, in
contrast to both the European and American conventions, it recognizes the
rights of groups in addition to the family, women, and children. The aged and
the infirm are accorded special protection also, and the right of peoples to self-determination
is elaborated in the right to existence, equality, and nondomination. Third, it
uniquely embraces two third-generation, or "solidarity," rights
"as belonging to all peoples": the right to economic, social, and
cultural development and the right to national and international peace and
security. Finally, it is so far the only treaty instrument to detail individual
duties as well as individual rights--to the family, society, the state, and the
international African community.
International human
rights in domestic courts
Using domestic
courts to clarify and safeguard international human rights is a new and still
evolving approach to human rights advocacy. In addition to the inevitable
interpretative problems of applying conventional and customary norms that are
fashioned in multicultural settings, controversial theories about the
interrelation of national and international law plus many procedural
difficulties--carrying such labels as "standing," "act of
State," and the "political questions doctrine"--burden the party
anxious to invoke international human rights norms in the domestic context. To
be sure, considerable progress has been made, as perhaps best evidenced in the
far-reaching decision handed down by the U.S. Court of Appeals for the 2nd
Circuit in 1980 in Filartiga v. Pena-Irala, in which the court held that the
international prohibition of torture is unequivocally established in the law of
nations and therefore to be honoured in U.S. courts. But as human rights
scholar Richard Lillich has cautioned, " . . . in all likelihood the
[national] judiciary will have to experience much more international human
rights law consciousness-raising before [wholesale resistance to its domestic
application] is rejected."
Conclusion
Whatever the current
attitudes and policies of governments, the reality of popular demands for human
rights, including both greater economic justice and greater political freedom,
is beyond debate. A deepening and widening concern for the promotion and
protection of human rights, hastened by the self-determinist impulse of a
postcolonial era, is now unmistakably woven into the fabric of contemporary
world affairs.
Substantially
responsible for this progressive development has been, of course, the work of
the United Nations, its allied agencies, and such regional organizations as the
Council of Europe, the Organization of American States, and the Organization of
African Unity. Also visibly helpful, however, particularly since the early
1970s, have been three other factors: the public advocacy of human rights as a
key aspect of national foreign policies, made initially legitimate by the
example of U.S. Pres. Jimmy Carter; the emergence and proliferation of activist
nongovernmental human rights organizations such as Amnesty International
(winner of the Nobel Prize for Peace for 1977), the International Commission of
Jurists, and diverse church-affiliated groups; and a worldwide profusion of
courses and materials devoted to the study of human rights both in formal and
informal educational settings. Indeed, in light of the weaknesses that
presently inhere at the intergovernmental level of global and regional
organization, it is likely that each of these factors will play an increasingly
important role in the future.
To be sure, formidable
obstacles attend the endeavours of human rights policymakers, activists, and
scholars. The implementation of international human rights law depends for the
most part on the voluntary consent of nations; the mechanisms for the
observance or enforcement of human rights are yet in their infancy. Still, it
is certain that a palpable concern for the advancement of human rights is here
to stay, out of necessity no less than out of idealism. As Nobel laureate and
political dissident Andrey Sakharov once wrote from his internal exile in the
Soviet Union:
The ideology of human rights is probably the only one
which can be combined with such diverse ideologies as communism, social
democracy, religion, technocracy and those ideologies which may be described as
national and indigenous. It can also serve as a foothold for those . . . who
have tired of the abundance of ideologies, none of which have brought . . .
simple human happiness. The defense of human rights is a clear path toward the
unification of people in our turbulent world, and a path toward the relief of
suffering.